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The U.S. Securities and Exchange Commission filed criminal charges on Oct. 29 2026 in the U.S. District Court for the Northern District of California against foreign‑operated, Colorado‑incorporated companies BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd. The companies ran a crypto Ponzi‑like scheme that raised >$130 million from investors in >40 U.S. states and territories between Oct. 2025 and June 2026. The complaint alleges false Form ADV and Form D filings, fake SEC certification documents, and periodic payments to some investors while the rest were misappropriated. The SEC sought permanent injunctions, disgorgement with prejudgment interest, and civil penalties. It removed the fraudulent filings from its website and issued investor‑education alerts warning that scammers use exempt reporting adviser filings to create a false impression of legitimacy. The Office of Investor Education and Assistance urged investors to verify credentials on Investor.gov. Securities and Exchange Commission adopted Treasury clearing rules in December 2023. Securities and Exchange Commission announced its exemptive relief from Treasury clearing requirements from Washington D.C., Oct. 30, 2026. Mark T. Uyeda was designated by Chairman Paul S. Atkins to lead the Securities and Exchange Commission’s initiative to oversee the transition to central clearing of U.S. Treasury security transactions. Securities and Exchange Commission has a Division of Trading and Markets that market participants may contact regarding compliance. Canton is preparing to launch an issuer‑sponsored stock under the Securities and Exchange Commission’s innovation exemption· Graphiti 生成的实体摘要

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  1. Securities and Exchange CommissionHAS DIVISIONMark Zandi

    Securities and Exchange Commission has a Division of Trading and Markets that market participants may contact regarding compliance.

    当前有效1 条来源Mark Zandi
  2. Mark T. Uyeda, SEC CommissionerDESIGNS TO LEADSecurities and Exchange Commission

    Mark T. Uyeda was designated by Chairman Paul S. Atkins to lead the Securities and Exchange Commission’s initiative to oversee the transition to central clearing of U.S. Treasury security transactions.

    当前有效1 条来源Mark T. Uyeda, SEC Commissioner
  3. Securities and Exchange CommissionLOCATED INWashington D.C.

    Securities and Exchange Commission announced its exemptive relief from Treasury clearing requirements from Washington D.C., Oct. 30, 2026.

    当前有效1 条来源Washington D.C.
  4. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMHelen Wylde-Archibald

    Securities and Exchange Commission received assistance from Alberta Securities Commission

    当前有效1 条来源Helen Wylde-Archibald
  5. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMLisa D. Cook

    Securities and Exchange Commission received assistance from Texas State Securities Board

    当前有效1 条来源Lisa D. Cook
  6. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMMila Quacquarelli

    Securities and Exchange Commission received assistance from Wisconsin Department of Financial Institutions

    当前有效1 条来源Mila Quacquarelli
  7. Securities and Exchange CommissionENCOURAGEDInvestor.gov

    Securities and Exchange Commission encouraged investors to check background of anyone offering or selling a crypto investment through Investor.gov

    当前有效1 条来源Investor.gov
  8. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMOrla Brady

    Securities and Exchange Commission received assistance from Hawaii Department of Commerce and Consumer Affairs

    当前有效1 条来源Orla Brady
  9. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMMikayla Moorhouse

    Securities and Exchange Commission received assistance from Utah Division of Securities

    当前有效1 条来源Mikayla Moorhouse
  10. Securities and Exchange CommissionCHARGEDDSJ Exchange Pty Ltd

    Securities and Exchange Commission charged DSJ Exchange Pty Ltd. with defrauding investors of more than $130 million through a crypto Ponzi‑like scheme

    当前有效1 条来源DSJ Exchange Pty Ltd
  11. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMDaira-Emma Hopwood

    Securities and Exchange Commission received assistance from Washington State Department of Financial Institutions

    当前有效1 条来源Daira-Emma Hopwood
  12. BG Wealth Sharing LtdCLAIMED TO BE REGISTERED WITHSecurities and Exchange Commission

    BG Wealth Sharing Ltd claimed to be registered with Securities and Exchange Commission

    当前有效1 条来源BG Wealth Sharing Ltd
  13. DSJ Exchange Pty LtdCHARGED BYSecurities and Exchange Commission

    DSJ Exchange Pty Ltd was charged by the Securities and Exchange Commission

    当前有效1 条来源DSJ Exchange Pty Ltd
  14. Securities and Exchange CommissionFILED INAviva Investors

    Securities and Exchange Commission filed the complaint in United States District Court for the Northern District of California

    当前有效1 条来源Aviva Investors
  15. Securities and Exchange CommissionREMOVEDBitsurge Holdings

    Securities and Exchange Commission removed Form ADV from the Commission website

    当前有效1 条来源Bitsurge Holdings
  16. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMJPMorgan Asset Management

    Securities and Exchange Commission received assistance from Utah Department of Commerce, Division of Securities

    当前有效1 条来源JPMorgan Asset Management
  17. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMMirae Asset Global Investments

    Securities and Exchange Commission received assistance from Texas State Securities Board

    当前有效1 条来源Mirae Asset Global Investments
  18. Securities and Exchange CommissionSUGGESTS CHECK ATInvestor.gov

    Securities and Exchange Commission suggested investors use Investor.gov to check the background of investment offerings

    当前有效2 条来源Investor.gov
  19. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMMetLife Investment Management

    Securities and Exchange Commission received assistance from Washington State Department of Financial Institutions

    当前有效1 条来源MetLife Investment Management
  20. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMHDR Global Trading Limited

    Securities and Exchange Commission received assistance from Alberta Securities Commission

    当前有效1 条来源HDR Global Trading Limited
  21. Securities and Exchange CommissionREMOVEDDaishin Securities

    Securities and Exchange Commission removed Form D from the Commission website

    当前有效1 条来源Daishin Securities
  22. Securities and Exchange CommissionCHARGEDBG Wealth Sharing Ltd

    Securities and Exchange Commission charged BG Wealth Sharing Ltd

    当前有效2 条来源BG Wealth Sharing Ltd
  23. Securities and Exchange CommissionAPPRECIATES HELP FROMVivek Strive Asset Management

    Securities and Exchange Commission appreciated assistance from the Alberta Securities Commission

    当前有效1 条来源Vivek Strive Asset Management
  24. Securities and Exchange CommissionAPPRECIATES HELP FROMAptus Capital Advisors

    Securities and Exchange Commission appreciated assistance from the Washington State Department of Financial Institutions

    当前有效1 条来源Aptus Capital Advisors
  25. Securities and Exchange CommissionCHARGEDDSJ Exchange Pty Ltd

    Securities and Exchange Commission charged DSJ Exchange Pty Ltd

    当前有效1 条来源DSJ Exchange Pty Ltd
  26. BG Wealth Sharing LtdCHARGED BYSecurities and Exchange Commission

    BG Wealth Sharing Ltd was charged by the Securities and Exchange Commission

    当前有效1 条来源BG Wealth Sharing Ltd
  27. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMAptus Capital Advisors

    Securities and Exchange Commission received assistance from Hawaii Department of Commerce and Consumer Affairs, Securities Enforcement Branch

    当前有效1 条来源Aptus Capital Advisors
  28. Securities and Exchange CommissionAPPRECIATES HELP FROMWallenberg Investments

    Securities and Exchange Commission appreciated assistance from the Hawaii Department of Commerce and Consumer Affairs, Securities Enforcement Branch

    当前有效1 条来源Wallenberg Investments
  29. Securities and Exchange CommissionRECEIVED ASSISTANCE FROMSolus Alternative Asset Management

    Securities and Exchange Commission received assistance from Wisconsin Department of Financial Institutions

    当前有效1 条来源Solus Alternative Asset Management
  30. Securities and Exchange CommissionAPPRECIATES HELP FROMHDR Global Trading Limited

    Securities and Exchange Commission appreciated assistance from the Utah Department of Commerce, Division of Securities

    当前有效1 条来源HDR Global Trading Limited
  31. Securities and Exchange CommissionAPPRECIATES HELP FROMMirae Asset Global Investments

    Securities and Exchange Commission appreciated assistance from the Wisconsin Department of Financial Institutions

    当前有效1 条来源Mirae Asset Global Investments
  32. Securities and Exchange CommissionAPPRECIATES HELP FROMAviva Investors

    Securities and Exchange Commission appreciated assistance from the Texas State Securities Board

    当前有效1 条来源Aviva Investors
  33. Securities and Exchange CommissionFILED COMPLAINT INU.S. District Court for the Northern District of California

    Securities and Exchange Commission filed the complaint in the U.S. District Court for the Northern District of California

    当前有效1 条来源U.S. District Court for the Northern District of California
  34. CircleWROTE LETTER TOSecurities and Exchange Commission

    Circle wrote a letter to the US Securities and Exchange Commission.

    当前有效1 条来源Circle
  35. Securities and Exchange CommissionWOULD TREAT ASUSDC

    The US Securities and Exchange Commission would treat USDC as cash across securities markets.

    当前有效1 条来源USDC
  36. FairmintREGISTERED WITHSecurities and Exchange Commission

    Fairmint is a US SEC‑registered transfer agent

    当前有效1 条来源Fairmint
  37. Canton Strategic HoldingsUSES INNOVATION EXEMPTION FROMSecurities and Exchange Commission

    Canton Strategic Holdings benefits from the SEC’s September innovation exemption for tokenized U.S. stocks trading on domestic platforms

    当前有效1 条来源Canton Strategic Holdings
  38. CantonLAUNCHES WITHSecurities and Exchange Commission

    Canton is preparing to launch an issuer‑sponsored stock under the Securities and Exchange Commission’s innovation exemption

    当前有效1 条来源Canton
  39. Gary GenslerCHAIR OFSecurities and Exchange Commission

    Gary Gensler is the former chair of the SEC

    当前有效1 条来源Gary Gensler
  40. Securities and Exchange CommissionLISTS TRUSTEEDaifuku Co.

    Securities and Exchange Commission filings list Donald Trump Jr. as trustee

    当前有效1 条来源Daifuku Co.

关系是 Graphiti 从报道中提取的事实陈述，不是原文引述；失效时间表示后来的报道显示这条关系已不成立。

相关事件 12

来源报道 30